SOC 2 Checklist: The Complete Guide for Startups

If you are preparing for SOC 2 compliance, having a complete checklist is essential. This guide covers every control you need to implement.

Why You Need a SOC 2 Checklist

Preparing for SOC 2 certification can feel overwhelming. With over 90 controls across multiple categories, it is easy to miss something. A comprehensive checklist ensures you do not overlook critical requirements.

The Essential SOC 2 Checklist

CC1: Control Environment

• Document code of conduct
• Establish security policies
• Define organizational structure
• Assign security responsibilities
• Communicate security expectations

CC2: Communication and Information

• Establish communication channels
• Document information requirements
• Implement reporting procedures
• Create awareness programs

CC3: Risk Assessment

• Identify security risks
• Assess fraud risks
• Document risk mitigation plans
• Review risks periodically